Date Circular No Segments Department Title
29-Jul-2021 10721 All Investigation Updation of new UCC with all mandatory fields in UCC system of Exchangeto be effective from August 01, 2021 and for existing clients by September 30, 2021
28-Jul-2021 10720 Capital Market Surveillance List of securities under Stage III of Graded Surveillance Measure (GSM)
28-Jul-2021 10719 Capital Market Surveillance Applicability of Short Term Additional Surveillance Measure (ST-ASM)
28-Jul-2021 10718 Capital Market Surveillance Applicability of Additional Surveillance Measure (ASM)
28-Jul-2021 10717 All Investigation SAT order in respect of Mr. Shreehas P Tambe in the matter of Biocon Ltd.
27-Jul-2021 10716 Capital Market Surveillance Applicability of Short Term Additional Surveillance Measure (ST-ASM)
27-Jul-2021 10715 Capital Market Surveillance Applicability of Additional Surveillance Measure (ASM)
27-Jul-2021 10714 All Investigation SEBI order in the matter of Trade India Research
27-Jul-2021 10713 All Membership Restoration of trading rights of M/s Stampede Capital Limited
27-Jul-2021 10712 All Inspection Online Closure of Trading Accounts
27-Jul-2021 10711 Futures & Options Trading Adjustment of Futures and Options contracts in the security POWERGRID
26-Jul-2021 10710 Capital Market Surveillance List of Securities moving out of Graded Surveillance Measure (GSM) - Update
26-Jul-2021 10709 Capital Market Surveillance Applicability of Additional Surveillance Measure (ASM)
26-Jul-2021 10708 Capital Market Surveillance Trade to Trade Settlement
26-Jul-2021 10707 Capital Market Surveillance Applicability of Short Term Additional Surveillance Measure (ST-ASM)
26-Jul-2021 10706 Capital Market Surveillance List of securities under Stage II of Graded Surveillance Measure (GSM)
26-Jul-2021 10705 All Inspection Nomination for Eligible Trading and Demat Accounts
26-Jul-2021 10704 All Inspection Discontinuation of Submission of monthly disclosure of client funding by members
26-Jul-2021 10703 Capital Market Listing Listing of Additional Securities of Just Dial Limited under ESOP
26-Jul-2021 10702 All Investigation In the matter of Regenix Drugs Limited
26-Jul-2021 10701 All Investigation Corrigendum to the SEBI order in the matter of Money Maker Research Pvt. Ltd
23-Jul-2021 10700 Capital Market Surveillance Graded Surveillance Measure (GSM) – Updated list.
23-Jul-2021 10699 Capital Market Surveillance Applicability of Additional Surveillance Measure (ASM)
23-Jul-2021 10698 Capital Market Surveillance Applicability of Short Term Additional Surveillance Measure (ST-ASM)
23-Jul-2021 10697 All Investigation SEBI Order in the matter of Aqua Logistics Limited
22-Jul-2021 10696 Capital Market Surveillance Applicability of Short Term Additional Surveillance Measure (ST-ASM)
22-Jul-2021 10695 Capital Market Surveillance Applicability of Additional Surveillance Measure (ASM)
22-Jul-2021 10694 Capital Market Listing Change in ISIN – Tide Water Oil Company (India) Limited (TIDEWATER)
22-Jul-2021 10693 All Inspection Segregation and Monitoring of Collateral at Client Level
22-Jul-2021 10692 Capital Market Listing Suspension of trading in equity shares – Castex Technologies Limited
22-Jul-2021 10691 Capital Market Listing Face Value Split of Tide Water Oil Company (India) Limited
20-Jul-2021 10690 Capital Market Surveillance Applicability of Short Term Additional Surveillance Measure (ST-ASM)
20-Jul-2021 10689 Capital Market Surveillance Applicability of Additional Surveillance Measure (ASM)
20-Jul-2021 10688 Capital Market Listing Listing of additional securities of Lloyds Metals & Energy Limited issued on Preferential Basis.
19-Jul-2021 10687 Capital Market Surveillance Applicability of Short Term Additional Surveillance Measure (ST-ASM)
19-Jul-2021 10686 Capital Market Surveillance Applicability of Additional Surveillance Measure (ASM)
19-Jul-2021 10685 Capital Market Listing Suspension of Trading for non-compliance - “Ojswi Trades Investment And Finance Limited & R. R. Corporate Securities Limited
19-Jul-2021 10684 Capital Market Listing Change in ISIN of Kotak Gold Exchange Traded Fund (KOTAKGOLD
19-Jul-2021 10683 All Investigation SEBI Order In the matter of M/s Global Infratech and Finance Limited
16-Jul-2021 10682 Capital Market Surveillance Applicability of Short Term Additional Surveillance Measure (ST-ASM)
16-Jul-2021 10681 Capital Market Surveillance Applicability of Additional Surveillance Measure (ASM)
16-Jul-2021 10680 Capital Market Listing Name and Symbol Change of Orient Refractories Limited
15-Jul-2021 10679 Capital Market Surveillance Trade to Trade Settlement
15-Jul-2021 10678 Currency Derivatives Trading Cash Settled Interest Rate Futures (IRF) on 6 years, 10 year and 13 years Government of India (GoI) Securities
15-Jul-2021 10677 Capital Market Surveillance Applicability of Short Term Additional Surveillance Measure (ST-ASM)
15-Jul-2021 10676 Capital Market Surveillance Applicability of Additional Surveillance Measure (ASM)
15-Jul-2021 10675 Capital Market Surveillance List of securities under Stage III of Graded Surveillance Measure (GSM)
15-Jul-2021 10674 All Membership Public Notification for Surrender of Membership
15-Jul-2021 10673 Capital Market Listing Face Value Split of ETF of Kotak Gold Exchange Traded Fund
15-Jul-2021 10672 All Investigation SEBI Order in the matter of Venmax Drugs and Pharmaceuticals Limited (VDPL)
14-Jul-2021 10671 All Membership Expulsion of the member M/s Stampede Capital Limited
14-Jul-2021 10670 Capital Market Surveillance Applicability of Short Term Additional Surveillance Measure (ST-ASM)
14-Jul-2021 10669 Capital Market Surveillance Applicability of Additional Surveillance Measure (ASM)
14-Jul-2021 10668 Capital Market Listing Revocation of suspension of trading in equity shares of Kavveri Telecom Products Limited
14-Jul-2021 10667 All Investigation SEBI Order in the matter of Capacious Farming Pvt. Ltd.
14-Jul-2021 10666 Futures & Options Trading Introduction of Futures & Options Contracts on 2 Individual Securities
14-Jul-2021 10665 All Investigation SAT Order in Respect of Upkar Singh Kohli and Rajesh Shah in the matter of Birla Power Solutions Limited
14-Jul-2021 10664 Capital Market Listing Revocation of suspension of trading in equity shares of ‘Fancy Fitting Limited’
13-Jul-2021 10663 Capital Market Surveillance Applicability of Short Term Additional Surveillance Measure (ST-ASM)
13-Jul-2021 10662 Capital Market Surveillance Applicability of Additional Surveillance Measure (ASM)
12-Jul-2021 10661 Capital Market Surveillance List of securities under Stage III of Graded Surveillance Measure (GSM)
12-Jul-2021 10660 Capital Market Surveillance Applicability of Short Term Additional Surveillance Measure (ST-ASM)
12-Jul-2021 10659 Capital Market Surveillance Applicability of Additional Surveillance Measure (ASM)
12-Jul-2021 10658 All Investigation SAT order in the matter of Prime Plantations Pvt. Ltd. & Others
09-Jul-2021 10657 Capital Market Surveillance Graded Surveillance Measure (GSM) Periodic relaxation
09-Jul-2021 10656 Capital Market Surveillance Applicability of Short Term Additional Surveillance Measure (ST-ASM)
09-Jul-2021 10655 Capital Market Surveillance Applicability of Additional Surveillance Measure (ASM)
09-Jul-2021 10654 All Investigation SEBI order in the matter of V. B. Industries Limited
09-Jul-2021 10653 All Investigation SEBI Order in the matter of Five Core Electronics Limited
09-Jul-2021 10652 All Investigation SEBI Order in Order in respect of Mr. Kunal Kashyap and Allegro Capital Pvt. Ltd. in the matter of Biocon Ltd
08-Jul-2021 10651 Capital Market Surveillance List of securities under Stage III of Graded Surveillance Measure (GSM)
08-Jul-2021 10650 Capital Market Surveillance Applicability of Short Term Additional Surveillance Measure (ST-ASM)
08-Jul-2021 10649 Capital Market Surveillance Applicability of Additional Surveillance Measure (ASM)
08-Jul-2021 10648 Capital Market Listing Suspension of Trading of Sicagen India Limited
08-Jul-2021 10647 All Membership Reporting for Artificial Intelligence (AI) and Machine Learning (ML) for Quarter ended June 2021
07-Jul-2021 10646 Capital Market Surveillance Applicability of Short Term Additional Surveillance Measure (ST-ASM)
07-Jul-2021 10645 Capital Market Surveillance Applicability of Additional Surveillance Measure (ASM)
07-Jul-2021 10644 Capital Market Surveillance List of securities under Stage II of Graded Surveillance Measure (GSM)
07-Jul-2021 10643 Capital Market Surveillance List of securities under Stage I of Graded Surveillance Measure (GSM)
06-Jul-2021 10642 Capital Market Surveillance Periodic Call Auction For Illiquid Securities
06-Jul-2021 10641 Capital Market Surveillance Applicability of Short Term Additional Surveillance Measure (ST-ASM)
06-Jul-2021 10640 Capital Market Surveillance Applicability of Additional Surveillance Measure (ASM)
06-Jul-2021 10639 Capital Market Surveillance List of securities under Stage IV of Graded Surveillance Measure (GSM)
06-Jul-2021 10638 Capital Market Surveillance List of securities under Stage II of Graded Surveillance Measure (GSM)
05-Jul-2021 10637 Capital Market Surveillance Applicability of Short Term Additional Surveillance Measure (ST-ASM)
05-Jul-2021 10636 Capital Market Surveillance Applicability of Additional Surveillance Measure (ASM)
05-Jul-2021 10635 All Investigation SEBI order In respect of Debapratim Mazumder in the matter of Remac Realty India Limited
05-Jul-2021 10634 All Investigation SAT Order in respect of VIVEK KUDVA and ROOPA KUDVA in the matter of Franklin Templeton Mutual Fund
05-Jul-2021 10633 All Investigation SEBI order in the matter of alleged fraudulent transfer of Mutual Fund units from client accounts by Allied Financial Services Pvt. Ltd. (AFPSL)
02-Jul-2021 10632 Capital Market Surveillance Applicability of Surveillance Measure in respect of companies with high 'Encumbrance' as per Reg.28(3) of SEBI (SAST) Regulation 2011
02-Jul-2021 10631 Capital Market Surveillance List of securities under Stage I of Graded Surveillance Measure (GSM)
02-Jul-2021 10630 Capital Market Surveillance Applicability of Short Term Additional Surveillance Measure (ST-ASM)
02-Jul-2021 10629 Capital Market Surveillance Applicability of Additional Surveillance Measure (ASM)
02-Jul-2021 10628 All Investigation FATF public statements dated after June 2021 against FATF identified jurisdiction that have strategic AML/CFT deficiencies
01-Jul-2021 10627 Currency Derivatives,Capital Market,Futures & Options Surveillance Surveillance obligation for the Trading Members - Update
01-Jul-2021 10626 Futures & Options Trading Mock Trading in Futures and Options Segment on Saturday, July 03, 20
01-Jul-2021 10625 Currency Derivatives Trading Mock Trading in Currency Market segment on Saturday, July 03, 2021
01-Jul-2021 10624 Capital Market Trading Mock Trading in Capital Market Segment on Saturday, July 03, 2021
01-Jul-2021 10623 Capital Market Surveillance Applicability of Short Term Additional Surveillance Measure (ST-ASM)
01-Jul-2021 10622 Capital Market Surveillance Applicability of Additional Surveillance Measure (ASM)
01-Jul-2021 10621 Capital Market Surveillance List of securities under Stage II of Graded Surveillance Measure (GSM)
01-Jul-2021 10620 Capital Market Surveillance List of securities under Stage I of Graded Surveillance Measure (GSM)
01-Jul-2021 10619 All Investigation SAT Order in respect of Hamraj Fashions Consultants P. Ltd in the matter of Secunderabad Healthcare Limited
01-Jul-2021 10618 All Investigation SEBI order in the matter of Front Running Trading activity of Dealers of Reliance Securities Ltd. and other connected entities
01-Jul-2021 10617 All Inspection Relaxation in timelines for compliance with regulatory requirements – COVID-19
01-Jul-2021 10616 All Investigation SEBI order in respect of Mr. Shreehas P Tambe in the matter of Biocon Ltd.
01-Jul-2021 10615 All Investigation Extension of timelines for Updation of new UCC with all mandatory fields in UCC system of Exchange