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Career Current Openings

Current Openings

"MSE offers exciting career opportunities for committed and ambitious persons with banking and financial background, as well as freshers and professionals from diverse field Our remuneration structure ranks with the best in the country.

MSE is Hiring

AVP - Compliance, Membership & Inspection

Role

AVP - Compliance, Membership & Inspection

Location

Mumbai

Qualification Profile
Post Graduate/ CA/CFA/CS/MBA-Finance with relevant experience; Degree in Law would be an added advantage
Experience

15+ Years

Job Responsibilities

    Asst. Vice President- Compliance, Membership & Inspection

    Detailed Job description :

    Compliance :

     -- Interpretation and implementation of actionable specified in regulatory circulars, regulations and guidelines. ~~ -- Monitoring and ensuring timely submission of replies to SEBI Communications received through email, letters and circulars. ~~ -- Timely submission of periodic reports with SEBI and other Regulatory Authorities. ~~ -- Acting as single point contact for the Regulator. ~~ -- Representing Exchange in meeting with SEBI and other Exchanges/Depositories. ~~ -- Facilitation of SEBI Inspections and Internal Audit. ~~ -- Ensuring periodic updation of SOP pertaining to Regulatory Departments of the Exchange. ~~ -- Monitoring Regulatory Compliances performed by other Departments. ~~ -- Monitoring Compliance regarding code of conduct i.e. collecting Quarterly, Yearly declaration from Staff. ~~

    Membership & Inspection :

     -- Supervising Audit & Inspection of members of the Exchange. ~~ -- Supervising processing of application pertaining to Registration, Activation, de-activation and Surrender of membership. ~~ -- Regular maintenance processes like Change in Shareholding, Directors, Control Change, Merger, De-merger, and Amalgamation. ~~ -- Supervising Processing of application pertaining to Registration, Cancellation of Authorised Person and its regular changes with regard to name, directors/partners, addresses. ~~ -- Processing of Application pertaining to allotment, shifting and cancellation of UserID given to members. ~~ -- Half /Yearly compliances like Networth, Audit Report, Annual Report, Member Insurance. SEBI Inspection, Internal Audit Compliance and any other regulatory requirement from time to time and NOC pertaining to Status report etc. ~~ -- Conducting of On-site Inspections and post-inspection compliance as per prescribed guideline. Implementation of Enhanced supervision, Action based on alerts received from Enhanced Supervision System. ~~ -- Issuing Exchange related circulars to the market within the prescribed time frame. ~~ -- Verification of compliance by members of various requirements like Internal Audit Report, System Audit Report, Quarterly Compliance Certificate, Client Funding disclosure, Advertisement. ~~

    Candidate Profile :

     -- Should have experience in Compliance, Inspection in Capital Markets. Experience of working with a MII shall be preferred. ~~ -- Should have sound knowledge of applicable SEBI Regulations. ~~ -- Should have strong Analytical, Communication, Writing and Presentation Skills. ~~

Head - Market Operations

Role

Head - Market Operations

Location

Mumbai - Piramal Agastya Corporate Park (Kurla)

Qualification Profile
CA/MBA
Experience

18+ Years

Job Responsibilities

    Head - Market Operations

    Detailed Job description :

     -- Ensuring smooth functioning of all Operational activities of various segments offered by the Exchange in coordination with other MIIs including Beginning of Day(BOD), Intraday and End of Day (EOD) operations. ~~ -- Identifying system enhancements, automation in line with the regulatory requirements and ensure smooth implementations after conducting UAT and Mocks. ~~ -- Spearheading transformation initiatives for implementing software development/system enhancement for critical operations and capability to actively collaborate with technology, regulatory and other functional teams. ~~ -- CTCL and Algo ID activations as per regulatory norms. Participate in various policy formulating initiatives of SEBI. ~~ -- Engage with various stakeholders including Auditors and Inspections. Maintenance of Disaster Recovery(DR) site as per regulatory requirement. ~~ -- Manage a team handling daily operations for the various segments offered by the Exchange. ~~ -- Index Management. MIS and Data Analytics. ~~

    Skillset Required:

     -- In depth knowledge of Indian Securities market value chain, the market infrastructure institutions(MIIs) and in particular Exchange activities. ~~ -- In depth understanding of the regulatory framework including SEBI regulations, circulars and assess its impact on the operations. ~~ -- Should be able to participate in regulatory policy formulating initiatives of SEBI. ~~ -- Ability to proactively contribute to system enhancement and automation of activities. ~~ -- Expertise in leading a large and diverse team to manage process driven activities to be performed as per defined SLAs. ~~ -- Should be able to handle exceptional situations, crisis scenarios and manage business continuity of operational functions. ~~ -- Should possess good inter-personal and communication skills. ~~ -- Work experience with MII or SEBI registered intermediary shall be an added advantage. ~~

    Knowledge:

     -- Knowledge of Statutory Requirements which is applicable for Financial Markets. ~~

    Technical Skills:

     -- Efficient in Microsoft Excel – hands-on on Macros (added advantage). ~~

    Soft Skills:

     -- High Adaptability, System Understanding, Presentable and Good Communications Skills. ~~

    Certifications:

     -- CA/MBA – Finance with Capital Market Knowledge and Experience in Data Analysis. ~~

Manager/Sr.Manager- Membership

Role

Manager/Sr.Manager- Membership

Location

Mumbai

Qualification Profile
Graduate / Post Graduate
Experience

8+

Job Responsibilities
    -1. Processing of application pertaining to Registration, Activation, de-activation and Surrender of membership~~ -2. Regular maintainance processes like Change in Shareholding, Directors, Control Change, Merger, De-merger, Amalgamation~~ - Processing of application pertaining to Registration, Cancellation of Authorised Person and its regular changes with regard to name, directors/partners, addresses.~~ - Processing of Application pertaining to allotment, shifting and cancellation of UserID given to members~~ - Half /Yearly compliances like Networth, Audit Report, Annual Report, Member Insurance~~ -SEBI Inspection, Internal Audit Complance and any other regulatory requirement from time to time~~ -NOC pertaining to Status report etc~~ -Desired Profile~~ -Should posses good Knowledge on Stock Exchange ,Clearing Corporation an SEBI -Should have basic Computer Skills Knowledge ~~

Senior Manager/Asst.Vice President - Chief Risk Officer

Role

Senior Manager/Asst.Vice President - Chief Risk Officer

Location

Mumbai

Qualification Profile
MBA/PGDBA, Qualification in Risk management/GRC/law desirable
Experience

8+ Yrs.

Job Responsibilities

    Senior Manager/Asst.Vice President - Chief Risk Officer :

    Detailed Job description :

     -- Formulation of Risk policies and independent carrying out of all activities related to Risk management function of the organization. ~~ -- Efficient co-ordination with internal departments, Regulators and other external agencies for Risk related activities. ~~ -- Conducting of the meetings related to Risk function and presentation to Committee/Board. ~~ -- Gather risk-related data from internal or external resources. ~~ -- Evaluate applicable laws and regulations/Circulars/guidelines/notices from Regulatory Authorities to determine impact on organizational activities. ~~ -- Create awareness amongst the management teams on efficient practice of Risk function. ~~ -- Educate internal staff on Risk Management topics. ~~

    Technical Skills Required:

     -- Handling Risk management related activities. ~~ -- Proven experience of having functioned as Risk Officer in a financial institution. ~~ -- In depth understanding of current trends and applications in Governance, Risk and compliance (GRC) domain. ~~ -- Identify and analyze areas of potential risk to business operations. ~~

Relationship Manager - Business Development

Role

Relationship Manager - Business Development

Location

Delhi , Kolkata & South

Qualification Profile
Experienced Graduate, MBA - Finance, Any Post Graduate with relevant certifications
Experience

2+ Years (upto 7 Years)

Job Responsibilities

    Relationship Manager – Business Development :

    Detailed Job description :

     -- Introduce and create market for Exchange products: New Memberships and participation in Currency Derivatives, Equity, Equity Derivatives, Cash, Futures & Options, Interest Rate Futures, Debt, and Exchange Traded Funds. ~~ -- Develop the database, tap and build strong relationships with Stock Broking firms, Corporates & Financial Institutions through developing mutually beneficial relationships. ~~ -- Develop close relationships within trade bodies and associations to attract SMEs on the platform. ~~ -- Provide service and support to members in registration, enablement day to day trading, operation, compliance. ~~ -- Resolve issues and complaints from clients and members regarding Trading operation, settlement, compliance to be resolved. ~~ -- Organizing seminars, trainings for Members, Investors and Dealers. ~~ -- Increasing Membership (Banks, Financial Institutions and Brokerages houses and intermediaries) and Listing of Corporates on the exchange will be key deliverables. ~~

    Technical Skills Required:

     -- Relevant experience with broking industry, bank or exchanges. ~~ -- Knowledge of currency segment is must, with added knowledge of Equity and Debt desired. ~~