| Date
|
Circular No
|
Segments
|
Department
|
Title
|
|
29-Nov-2023
|
14515
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
29-Nov-2023
|
14514
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
29-Nov-2023
|
14513
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
29-Nov-2023
|
14512
|
Capital Market
|
Listing
|
Shifting to “BZ” Series
|
|
29-Nov-2023
|
14511
|
Capital Market
|
Listing
|
Suspension of Trading in State Government Bonds - (SGBNOV23)
|
|
29-Nov-2023
|
14510
|
All
|
Investigation
|
SEBI Order in respect of Yogesh Kukadia, Rajesh R. Kallidumbil, Nithin Raj and six partnership firms
|
|
28-Nov-2023
|
14509
|
Capital Market
|
Surveillance
|
Trade to Trade Settlement
|
|
28-Nov-2023
|
14508
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
28-Nov-2023
|
14507
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
28-Nov-2023
|
14506
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
28-Nov-2023
|
14505
|
Capital Market
|
Listing
|
Listing of additional securities of Crescent Finstock Limited issued on preferential basis
|
|
28-Nov-2023
|
14504
|
All
|
Investigation
|
SEBI Order in the Enquiry Proceedings against Future Investment
|
|
28-Nov-2023
|
14503
|
All
|
Investigation
|
SAT Order in the matter of Front Running: Various Funds of Fidelity Group
|
|
28-Nov-2023
|
14502
|
All
|
Investigation
|
SAT Order in respect of Ecospace Infotech Private Limited in the matter of Yamini Investment Company Limited
|
|
24-Nov-2023
|
14501
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
24-Nov-2023
|
14500
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
24-Nov-2023
|
14499
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
24-Nov-2023
|
14498
|
Capital Market
|
Listing
|
Name and Symbol Change of GATI Limited (GATI)
|
|
23-Nov-2023
|
14497
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
23-Nov-2023
|
14496
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
23-Nov-2023
|
14495
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
23-Nov-2023
|
14494
|
Capital Market
|
Listing
|
Delisting of Securities of Spisys Limited from the Exchange (Compulsory Delisting)
|
|
23-Nov-2023
|
14493
|
All
|
Investigation
|
SEBI Order in the matter of unregistered investment advisory services/activities of YM Forecast managed by P Krishnakumar and Jagadeesan S
|
|
23-Nov-2023
|
14492
|
Futures & Options
|
Trading
|
Mock Trading in Equity Derivatives Segment from DR Site on Saturday, November 25, 2023
|
|
23-Nov-2023
|
14491
|
Capital Market
|
Trading
|
Mock Trading in Capital Market Segment from DR Site on Saturday, November 25, 2023
|
|
23-Nov-2023
|
14490
|
Currency Derivatives
|
Trading
|
Mock Trading in Currency Derivatives Segment from DR Site on Saturday November 25, 2023
|
|
23-Nov-2023
|
14489
|
Capital Market
|
Listing
|
Trade to Trade Settlement
|
|
23-Nov-2023
|
14488
|
All
|
Investigation
|
SAT Order in respect of Pramod Jain HUF in the matter of Front Running: Various Funds of Fidelity Group
|
|
22-Nov-2023
|
14487
|
Capital Market
|
Listing
|
Permanent suspension of Trading in Equity Shares – Autolite (India) Limited (AUTOLITIND)
|
|
22-Nov-2023
|
14486
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure under IBC
|
|
22-Nov-2023
|
14485
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
22-Nov-2023
|
14484
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
22-Nov-2023
|
14483
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
21-Nov-2023
|
14482
|
Capital Market
|
Surveillance
|
List of securities under Stage I of Graded Surveillance Measure (GSM)
|
|
21-Nov-2023
|
14481
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure under IBC
|
|
21-Nov-2023
|
14480
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
21-Nov-2023
|
14479
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
21-Nov-2023
|
14478
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
21-Nov-2023
|
14477
|
All
|
Inspection
|
Reminder Submission of data pertaining to Internal Audit Report, Risk Based Supervision, System Audit Report and Cyber Security & Cyber Resilience Audit Report for the Half
|
|
21-Nov-2023
|
14476
|
Capital Market
|
Listing
|
Listing of additional securities of Srestha Finvest Limited issued on preferential basis.
|
|
21-Nov-2023
|
14475
|
Capital Market
|
Listing
|
Discontinuation of Trading and Delisting of Equity Shares of LLOYDS METALS AND ENERGY LTD (Symbol: LLOYDSME) (ISIN:- INE281B01032)
|
|
21-Nov-2023
|
14474
|
All
|
Investigation
|
SAT Order in the matter of Yamini Investment Company Limited
|
|
20-Nov-2023
|
14473
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
20-Nov-2023
|
14472
|
Capital Market
|
Surveillance
|
List of securities under Stage I of Graded Surveillance Measure (GSM)
|
|
20-Nov-2023
|
14471
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
20-Nov-2023
|
14470
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
20-Nov-2023
|
14469
|
All
|
Investigation
|
SEBI Ex-parte Ad-Interim Order cum Show Cause Notice in the matter of Jakraya Sugar Ltd.
|
|
20-Nov-2023
|
14468
|
All
|
Investigation
|
SEBI Order in the matter of Unimax Agrotech India Limited
|
|
17-Nov-2023
|
14467
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure under IBC
|
|
17-Nov-2023
|
14466
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
17-Nov-2023
|
14465
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
17-Nov-2023
|
14464
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
17-Nov-2023
|
14463
|
Capital Market
|
Surveillance
|
List of securities under Stage III of Graded Surveillance Measure (GSM)
|
|
17-Nov-2023
|
14462
|
Capital Market
|
Surveillance
|
List of securities under Stage II of Graded Surveillance Measure (GSM)
|
|
17-Nov-2023
|
14461
|
Capital Market
|
Surveillance
|
List of securities under Stage I of Graded Surveillance Measure (GSM)
|
|
17-Nov-2023
|
14460
|
Futures & Options
|
Trading
|
Mock Trading in Equity Derivatives Segment from DR Site on Saturday, November 18, 2023
|
|
17-Nov-2023
|
14459
|
Currency Derivatives
|
Trading
|
Mock Trading in Currency Derivatives Segment from DR Site on Saturday November 18, 2023
|
|
17-Nov-2023
|
14458
|
Capital Market
|
Trading
|
Mock Trading in Capital Market Segment from DR Site on Saturday, November 18, 2023
|
|
17-Nov-2023
|
14457
|
All
|
Investigation
|
FATF Public statement on jurisdictions on call for action and increased monitoring - October 2023 Plenary
|
|
16-Nov-2023
|
14456
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
16-Nov-2023
|
14455
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
16-Nov-2023
|
14454
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
16-Nov-2023
|
14453
|
Futures & Options
|
Trading
|
DIVIDEND Adjustment of Futures and Options contracts in the security OIL & NATURAL GAS CORPORATION LIMITED (ONGC)
|
|
16-Nov-2023
|
14452
|
Capital Market
|
Listing
|
Suspension on account of discontinuation of weekly trading in Securities - PACT
|
|
16-Nov-2023
|
14451
|
All
|
Inspection
|
Most Important Terms and Conditions (MITC)
|
|
16-Nov-2023
|
14450
|
All
|
Investigation
|
Amendments to United Nation Security Council Sanctions List
|
|
15-Nov-2023
|
14449
|
Capital Market
|
Surveillance
|
List of securities under Stage II of Graded Surveillance Measure (GSM)
|
|
15-Nov-2023
|
14448
|
Capital Market
|
Surveillance
|
List of securities under Stage I of Graded Surveillance Measure (GSM)
|
|
15-Nov-2023
|
14447
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
15-Nov-2023
|
14446
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
15-Nov-2023
|
14445
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
15-Nov-2023
|
14444
|
Capital Market
|
Listing
|
Suspension of Trading for non-compliance of SEBI LODR Regulations- reg 33
|
|
15-Nov-2023
|
14443
|
Capital Market
|
Listing
|
Permanent suspension of Trading in Equity Shares – Thiru Arooran Sugars Limited
|
|
15-Nov-2023
|
14442
|
Futures & Options
|
Trading
|
DIVIDEND Adjustment of Futures and Options contracts in the security COAL INDIA LIIMITED (COAL)
|
|
15-Nov-2023
|
14441
|
All
|
Investigation
|
SAT Order in the matter of GDR Issue of Rainbow Papers Limited
|
|
13-Nov-2023
|
14440
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
13-Nov-2023
|
14439
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
13-Nov-2023
|
14438
|
Capital Market
|
Surveillance
|
Trade to Trade Settlement
|
|
13-Nov-2023
|
14437
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
13-Nov-2023
|
14436
|
All
|
Investigation
|
SEBI Confirmatory Order in the matter of Stock Recommendations using YouTube in the scrip of Sharpline Broadcast Limited
|
|
13-Nov-2023
|
14435
|
All
|
Investigation
|
SEBI Confirmatory Order in the matter of Stock Recommendations using YouTube in the scrip of Sadhna Broadcast Limited
|
|
13-Nov-2023
|
14434
|
Capital Market
|
Listing
|
Suspension and discontinuation of Trading for non-compliance comply with the Minimum Public Shareholding requirement.
|
|
10-Nov-2023
|
14433
|
Capital Market
|
Surveillance
|
Graded Surveillance Measure (GSM) Periodic relaxation
|
|
10-Nov-2023
|
14432
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure under IBC
|
|
10-Nov-2023
|
14431
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
10-Nov-2023
|
14430
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
10-Nov-2023
|
14429
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
10-Nov-2023
|
14428
|
Capital Market
|
Listing
|
Suspension of Trading in Equity Shares –Tata Steel Long Products Limited (TATASTLLP)
|
|
10-Nov-2023
|
14427
|
All
|
Investigation
|
SAT Order in respect of Mr. Gyan Prakash Rai in the matter of Yamini Investment Company Limited
|
|
09-Nov-2023
|
14426
|
Capital Market
|
Surveillance
|
List of securities under Stage II of Graded Surveillance Measure (GSM)
|
|
09-Nov-2023
|
14425
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
09-Nov-2023
|
14424
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
09-Nov-2023
|
14423
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
09-Nov-2023
|
14422
|
Capital Market
|
Listing
|
Name and Symbol Change of Sonam Clock Limited (SONAMCLOCK)
|
|
08-Nov-2023
|
14421
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure under IBC
|
|
08-Nov-2023
|
14420
|
Capital Market
|
Surveillance
|
List of securities under Stage I of Graded Surveillance Measure (GSM)
|
|
08-Nov-2023
|
14419
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
08-Nov-2023
|
14418
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
08-Nov-2023
|
14417
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
08-Nov-2023
|
14416
|
All
|
Investigation
|
SAT Order in the matter of Yamini Investment Company Limited
|
|
07-Nov-2023
|
14415
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
07-Nov-2023
|
14414
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
07-Nov-2023
|
14413
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
07-Nov-2023
|
14412
|
All
|
Inspection
|
Bank Guarantees (BGs) created out of clients' funds
|
|
07-Nov-2023
|
14411
|
Capital Market
|
Listing
|
Change in ISIN – HP Adhesives Limited (HPAL)
|
|
07-Nov-2023
|
14410
|
All
|
Investigation
|
SEBI Revocation Order in the matter of Lux Industries Limited
|
|
06-Nov-2023
|
14409
|
Capital Market
|
Surveillance
|
List of securities under Stage I of Graded Surveillance Measure (GSM)
|
|
06-Nov-2023
|
14408
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
06-Nov-2023
|
14407
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
06-Nov-2023
|
14406
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
06-Nov-2023
|
14405
|
Currency Derivatives
|
Trading
|
Cash Settled Interest Rate Futures (IRF) on 13 years Government of India (GoI) Securities
|
|
06-Nov-2023
|
14404
|
Capital Market
|
Listing
|
Change in ISIN – Hindcon Chemicals Limited (HINDCON)
|
|
03-Nov-2023
|
14403
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
03-Nov-2023
|
14402
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
03-Nov-2023
|
14401
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
03-Nov-2023
|
14400
|
Futures & Options
|
Trading
|
Mock Trading in Equity Derivatives Segment on Saturday, November 04, 2023
|
|
03-Nov-2023
|
14399
|
Capital Market
|
Trading
|
Mock Trading in Capital Market Segment on Saturday November 04, 2023
|
|
03-Nov-2023
|
14398
|
Currency Derivatives
|
Trading
|
Mock Trading in Currency Derivatives Segment on Saturday, November 04, 2023
|
|
03-Nov-2023
|
14397
|
All
|
Investigation
|
FATF Public statement on jurisdictions on call for action and increased monitoring - October 2023 Plenary
|
|
02-Nov-2023
|
14396
|
Capital Market
|
Surveillance
|
Trade to Trade Settlement
|
|
02-Nov-2023
|
14395
|
Capital Market
|
Surveillance
|
Applicability of Surveillance Measure in respect of companies with high ‘Encumbrance’ as per Reg. 28(3) of SEBI (SAST) Regulation 2011
|
|
02-Nov-2023
|
14394
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
02-Nov-2023
|
14393
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
02-Nov-2023
|
14392
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
02-Nov-2023
|
14391
|
Futures & Options
|
Trading
|
DIVIDEND Adjustment of Futures and Options contracts in the security PETRONET LNG LIMITED (PETRONET)
|
|
02-Nov-2023
|
14390
|
Futures & Options
|
Trading
|
DIVIDEND Adjustment of Futures and Options contracts in the security INDIAN OIL CORPORATION LIMITED (IOC
|
|
02-Nov-2023
|
14389
|
Capital Market
|
Listing
|
Listing of Securities of INDIA SOLOMON HOLDINGS LIMITED on the Exchange pursuant to scheme of arrangement as approved by Hon’ble NCLT, New Delhi Bench.
|
|
02-Nov-2023
|
14388
|
Capital Market
|
Listing
|
Revocation of suspension of trading in equity shares of Hindustan Auto Finance Limited
|
|
02-Nov-2023
|
14387
|
All
|
Investigation
|
SEBI Confirmatory Order in the matter of Stock Recommendations using YouTube in the scrip of Sadhna Broadcast Limited
|
|
02-Nov-2023
|
14386
|
All
|
Investigation
|
SEBI Confirmatory Order in the matter of Stock Recommendations using YouTube in the scrip of Sharpline Broadcast Limited
|
|
01-Nov-2023
|
14385
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
01-Nov-2023
|
14384
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
01-Nov-2023
|
14383
|
All
|
Membership
|
Declaration of M/s Balance Equity Broking (India) Private Limited as Defaulter
|
|
01-Nov-2023
|
14382
|
Capital Market
|
Listing
|
Change in symbol of LT Foods Limited
|