| Date
|
Circular No
|
Segments
|
Department
|
Title
|
|
28-Sep-2023
|
14223
|
Capital Market
|
Surveillance
|
Measure in respect of companies with high Promoter as well as non- Promoter ‘Encumbrance’ as per Reg. 28(3) of SEBI (SAST) Regulation 2011
|
|
28-Sep-2023
|
14222
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
28-Sep-2023
|
14221
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
28-Sep-2023
|
14220
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
28-Sep-2023
|
14219
|
Currency Derivatives
|
Trading
|
Trading Holiday - Update
|
|
28-Sep-2023
|
14218
|
All
|
Investigation
|
SAT Order in the matter of MPS Infotecnics Limited
|
|
28-Sep-2023
|
14217
|
All
|
Investigation
|
SEBI Order in the matter of Gagan Hora
|
|
28-Sep-2023
|
14216
|
Capital Market
|
Listing
|
Revision of Ex-date for Change in ISIN – Hindustan Aeronautics Limited (HAL)
|
|
27-Sep-2023
|
14215
|
Currency Derivatives
|
Trading
|
Change in Trading Holiday date in Currency Derivatives Segment
|
|
27-Sep-2023
|
14214
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
27-Sep-2023
|
14213
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
27-Sep-2023
|
14212
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
27-Sep-2023
|
14211
|
All
|
ISC
|
Extension of timelines (i) for nomination in eligible demat accounts and (ii) for submission of PAN, Nomination and KYC details by physical security holders; and voluntary nomination for trading accounts
|
|
27-Sep-2023
|
14210
|
All
|
Investigation
|
SEBI Miscellaneous Order in the matter of Yamini Investment Ltd
|
|
27-Sep-2023
|
14209
|
Capital Market
|
Listing
|
Change in Series of Securities from ‘BE’ series to ‘EQ’.
|
|
27-Sep-2023
|
14208
|
Capital Market
|
Listing
|
Face Value Split – Focus Lighting and Fixtures Limited (FOCUS)
|
|
27-Sep-2023
|
14207
|
Capital Market
|
Listing
|
Face Value Split – Surya Roshni Limited (SURYAROSNI)
|
|
26-Sep-2023
|
14206
|
Capital Market
|
Surveillance
|
Measure in respect of companies with high Promoter as well as non- Promoter ‘Encumbrance’ as per Reg. 28(3) of SEBI (SAST) Regulation 2011
|
|
26-Sep-2023
|
14205
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
26-Sep-2023
|
14204
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
26-Sep-2023
|
14203
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
26-Sep-2023
|
14202
|
Capital Market
|
Listing
|
Change in Series of Securities from ‘BE’ series to ‘EQ’.
|
|
26-Sep-2023
|
14201
|
Capital Market
|
Listing
|
Change in ISIN – Hindustan Aeronautics Limited (HAL)
|
|
26-Sep-2023
|
14200
|
All
|
Investigation
|
SEBI Order in the matter of Electrotherm (India) Limited
|
|
25-Sep-2023
|
14199
|
Currency Derivatives
|
Surveillance
|
Revised Rates for conversion of USD equivalent
|
|
25-Sep-2023
|
14198
|
Capital Market
|
Listing
|
Listing of 8,48,52,092 Bonus Equity Shares of JTL INDUSTRIES LIMITED.
|
|
25-Sep-2023
|
14197
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
25-Sep-2023
|
14196
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
25-Sep-2023
|
14195
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
25-Sep-2023
|
14194
|
All
|
Inspection
|
Submission of VAPT report and/or Action taken report (ATR)/Compliance Report
|
|
25-Sep-2023
|
14193
|
Capital Market
|
Listing
|
New ISIN of SHRADHA INDUSTRIES LIMITED (Symbol: SHRADHAIND)
|
|
22-Sep-2023
|
14192
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
22-Sep-2023
|
14191
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
22-Sep-2023
|
14190
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
22-Sep-2023
|
14189
|
All
|
Trading
|
FAQs for Investor Risk Reduction Access (IRRA)
|
|
22-Sep-2023
|
14188
|
All
|
ISC
|
Redressal of Investor grievances through the SEBI Complaint Redressal (SCORES) Platform and linking it to Online Dispute Resolution Platform
|
|
22-Sep-2023
|
14187
|
Capital Market
|
Listing
|
Change in ISIN – UTI NIFTY 50 ETF (UTINIFTETF)
|
|
22-Sep-2023
|
14186
|
All
|
Inspection
|
Submission of Compliance Letter - Advisory for SEBI Regulated Entities (REs) regarding compliance reporting of Cyber Security best practices - Reminder
|
|
22-Sep-2023
|
14185
|
Futures & Options
|
Trading
|
Mock Trading in Equity Derivatives Segment on Saturday, September 23, 2023
|
|
22-Sep-2023
|
14184
|
Capital Market
|
Trading
|
Mock Trading in Capital Market Segment on Saturday September 23, 2023
|
|
22-Sep-2023
|
14183
|
Currency Derivatives
|
Trading
|
Mock Trading in Currency Derivatives Segment on Saturday, September 23, 2023
|
|
21-Sep-2023
|
14182
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure under IBC
|
|
21-Sep-2023
|
14181
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
21-Sep-2023
|
14180
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
21-Sep-2023
|
14179
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
21-Sep-2023
|
14178
|
All
|
Investigation
|
SEBI Order in the matter of Highbrow Market Research Private Limited
|
|
21-Sep-2023
|
14177
|
All
|
Investigation
|
SEBI Order in the matter of CPR Capital Services Limited
|
|
21-Sep-2023
|
14176
|
All
|
Investigation
|
SEBI Order in the matter of Inspirisys Solutions Limited (Formerly Known as Accel Frontline Limited)
|
|
21-Sep-2023
|
14175
|
All
|
Investigation
|
SEBI Order in the Enquiry Proceedings against CPR Capital Services Limited
|
|
21-Sep-2023
|
14174
|
All
|
Investigation
|
Enquiry Order in the matter of Dezire Research (Proprietor: Nishant Chopra), Investment Adviser
|
|
20-Sep-2023
|
14173
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
20-Sep-2023
|
14172
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
20-Sep-2023
|
14171
|
Capital Market
|
Listing
|
Listing of additional securities of JTL Industries Limited issued on Preferential Basis pursuant to conversion of warrants
|
|
20-Sep-2023
|
14170
|
Capital Market
|
Listing
|
Discontinuation of Trading and Delisting of Equity Shares of ASHIKA CREDIT CAPITAL LIMITED (Symbol: ASHIKA)
|
|
20-Sep-2023
|
14169
|
Capital Market
|
Listing
|
Shifting to “BZ” Series
|
|
20-Sep-2023
|
14168
|
Futures & Options
|
Trading
|
BONUS Adjustment of Futures and Options contracts in the security POWER FINANCE CORPORATION LIMITED (PFC)
|
|
20-Sep-2023
|
14167
|
All
|
Investigation
|
SEBI order in the matter of unregistered portfolio management services activity by Ameet Savant (Proprietor of Ventura) and unregistered investment advisory activity by Crefin India Management Pvt. Ltd. and its directors
|
|
20-Sep-2023
|
14166
|
Capital Market
|
Listing
|
Trade for Trade – Bajaj Electricals Limited (BAJAJELEC)
|
|
20-Sep-2023
|
14165
|
Capital Market
|
Listing
|
Revocation of Suspension of Trading in Equity Shares of Winsome Yarns Limited
|
|
20-Sep-2023
|
14164
|
Capital Market
|
Listing
|
Face Value Split – ETF of UTI Mutual Fund
|
|
18-Sep-2023
|
14163
|
Capital Market
|
Surveillance
|
Measure in respect of companies with high Promoter as well as non- Promoter ‘Encumbrance’ as per Reg. 28(3) of SEBI (SAST) Regulation 2011
|
|
18-Sep-2023
|
14162
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure under IBC
|
|
18-Sep-2023
|
14161
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
18-Sep-2023
|
14160
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
18-Sep-2023
|
14159
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
18-Sep-2023
|
14158
|
Capital Market
|
Listing
|
Suspension on account of discontinuation of weekly trading in Securities – HINDISPAT, PORSCHE & PROGFIN
|
|
18-Sep-2023
|
14157
|
Capital Market
|
Listing
|
Sub-division of Equity Shares of SHRADHA INDUSTRIES LTD (Symbol: SHRADHAIND)
|
|
18-Sep-2023
|
14156
|
All
|
Investigation
|
SEBI Order in the matter of Talwalkars Healthclubs Limited
|
|
18-Sep-2023
|
14155
|
All
|
Investigation
|
SEBI Order in the matter of Talwalkars Better Value Fitness Limited
|
|
18-Sep-2023
|
14154
|
Capital Market
|
Listing
|
Suspension of Trading in Equity Shares – Pressman Advertising Limited (PRESSMN)
|
|
18-Sep-2023
|
14153
|
All
|
Investigation
|
SEBI Order in the matter of unregistered Investment Advisory activities by Ms 4W Wealth Management Pvt. Ltd
|
|
15-Sep-2023
|
14152
|
Capital Market
|
Surveillance
|
Graded Surveillance Measure (GSM) Periodic relaxation
|
|
15-Sep-2023
|
14151
|
Futures & Options
|
Trading
|
DIVIDEND Adjustment of Futures and Options contracts in the security GUJRAT NARMADA VALLEY FERTILIZERS AND CHEMICALS (GNFC)
|
|
15-Sep-2023
|
14150
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure under IBC
|
|
15-Sep-2023
|
14149
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
15-Sep-2023
|
14148
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
15-Sep-2023
|
14147
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
15-Sep-2023
|
14146
|
Futures & Options
|
Trading
|
Mock Trading in Equity Derivatives Segment on Saturday, September 16, 2023
|
|
15-Sep-2023
|
14145
|
Capital Market
|
Trading
|
Mock Trading in Capital Market Segment on Saturday September 16, 2023
|
|
15-Sep-2023
|
14144
|
Currency Derivatives
|
Trading
|
Mock Trading in Currency Derivative Segment on September 16, 2023
|
|
15-Sep-2023
|
14143
|
All
|
Membership
|
Guidelines for identification of Foreign Entity / Person as Promoter
|
|
15-Sep-2023
|
14142
|
Capital Market
|
Listing
|
Name and Symbol Change of Revathi Equipment Limited (REVATHI)
|
|
15-Sep-2023
|
14141
|
All
|
Membership
|
Revised guidelines to curb spam SMSes and misuse of Headers and Content Templates by unauthorized Telemarketers (UTMs) from Telecom Regulatory Authority of India
|
|
14-Sep-2023
|
14140
|
All
|
Trading
|
Introduction of Investor Risk Reduction Access (IRRA)
|
|
14-Sep-2023
|
14139
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure under IBC
|
|
14-Sep-2023
|
14138
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
14-Sep-2023
|
14137
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
14-Sep-2023
|
14136
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
14-Sep-2023
|
14135
|
All
|
Investigation
|
FATF Public statement on jurisdictions on call for action and increased monitoring - June 2023 Plenary
|
|
14-Sep-2023
|
14134
|
All
|
Membership
|
Submission of Annual Returns for the Financial Year ended on March 31, 2023
|
|
14-Sep-2023
|
14133
|
Futures & Options
|
Trading
|
BONUS Adjustment of Futures and Options contracts in the security BERGER PAINTS (I) LIMITED (BERGEPAINT)
|
|
14-Sep-2023
|
14132
|
All
|
Investigation
|
SAT Order in the matter of GDR Issue by Winsome Textile Industries Ltd.
|
|
14-Sep-2023
|
14131
|
Capital Market
|
Listing
|
Change in ISIN – JB Chemicals & Pharmaceuticals Limited (JBCHEPHARM)
|
|
13-Sep-2023
|
14130
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
13-Sep-2023
|
14129
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
13-Sep-2023
|
14128
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
13-Sep-2023
|
14126
|
Futures & Options
|
Trading
|
SPLIT Adjustment of Futures and Options contracts in the security HINDUSTAN AERONAUTICS LIMITED (HAL)
|
|
12-Sep-2023
|
14125
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
12-Sep-2023
|
14124
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
12-Sep-2023
|
14123
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
12-Sep-2023
|
14122
|
Capital Market
|
Listing
|
Face Value Split – Hindustan Aeronautics Limited (HAL)
|
|
11-Sep-2023
|
14121
|
Capital Market
|
Surveillance
|
Applicability of Surveillance Measure in respect of companies with high ‘Encumbrance’ as per Reg. 28(3) of SEBI (SAST) Regulation 2011
|
|
11-Sep-2023
|
14120
|
Capital Market
|
Surveillance
|
List of securities moving out of Graded Surveillance Measure (GSM) - Update
|
|
11-Sep-2023
|
14119
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
11-Sep-2023
|
14118
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure under IBC
|
|
11-Sep-2023
|
14117
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
11-Sep-2023
|
14116
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
11-Sep-2023
|
14115
|
Capital Market
|
Listing
|
Shifting to “BZ” Series - Non-compliant with Regulation 31
|
|
11-Sep-2023
|
14114
|
Capital Market
|
Listing
|
Trade for Trade – Bajaj Electricals Limited (BAJAJELEC)
|
|
11-Sep-2023
|
14113
|
All
|
Investigation
|
SAT Order in the matter of Sulabh Engineers & Services Limited
|
|
11-Sep-2023
|
14112
|
All
|
Investigation
|
SEBI Order in the matter of Gokul Solutions Limited
|
|
09-Sep-2023
|
14111
|
Capital Market
|
Listing
|
Trade for Trade – JHS Svendgaard Laboratories Limited (JHS)
|
|
08-Sep-2023
|
14110
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
08-Sep-2023
|
14109
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure under ICA
|
|
08-Sep-2023
|
14108
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure under IBC
|
|
08-Sep-2023
|
14107
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
08-Sep-2023
|
14106
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
08-Sep-2023
|
14105
|
Capital Market
|
Surveillance
|
Graded Surveillance Measure (GSM) – Updated list of companies
|
|
08-Sep-2023
|
14104
|
Capital Market
|
Surveillance
|
List of securities under Stage I of Graded Surveillance Measure (GSM)
|
|
08-Sep-2023
|
14103
|
Currency Derivatives,Capital Market,Futures & Options
|
Membership
|
Public Notification for Surrender of Membership
|
|
08-Sep-2023
|
14102
|
All
|
Investigation
|
SEBI Order in the matter of Cancellation of Registration Certificate of Trading Member - Guiness Securities Ltd.
|
|
07-Sep-2023
|
14101
|
Capital Market
|
Surveillance
|
List of securities under Stage II of Graded Surveillance Measure (GSM)
|
|
07-Sep-2023
|
14100
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
07-Sep-2023
|
14099
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
07-Sep-2023
|
14098
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
07-Sep-2023
|
14097
|
Capital Market
|
Listing
|
Name and Symbol Change of Keerti Knowledge and Skills Limited (KEERTI)
|
|
07-Sep-2023
|
14096
|
Capital Market
|
Listing
|
Change in ISIN – ADF Foods Limited (ADFFOODS)
|
|
07-Sep-2023
|
14095
|
Futures & Options
|
Trading
|
BONUS Adjustment of Futures and Options contracts in the security POWER GRID CORPORATION OF INDIA LIMITED (POWERGRID)
|
|
06-Sep-2023
|
14094
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
06-Sep-2023
|
14093
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
06-Sep-2023
|
14092
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
06-Sep-2023
|
14091
|
All
|
Investigation
|
SAT Order in the matter of Initial Public Offer of Sudar Industries Limited
|
|
06-Sep-2023
|
14090
|
Capital Market
|
Listing
|
Revocation of ALF Suspension – Shree Vijay Industries Limited (SHREEVIJAY)
|
|
06-Sep-2023
|
14089
|
All
|
Investigation
|
SAT Order in respect of Mr. Sajjan Kumar Nanwal in the matter of Sai Television Ltd
|
|
06-Sep-2023
|
14088
|
All
|
Investigation
|
SAT Order in the matter of Shilpi Cable Technologies Limited
|
|
06-Sep-2023
|
14087
|
Capital Market
|
Listing
|
Revocation of Suspension of Trading in Equity Shares of Autolite (India) Limited (AUTOLITIND).
|
|
06-Sep-2023
|
14086
|
All
|
Investigation
|
SEBI Order in the matter of Yamini Investment Company Limited
|
|
05-Sep-2023
|
14085
|
Capital Market
|
Surveillance
|
Applicability of Surveillance Measure in respect of companies with high
|
|
05-Sep-2023
|
14084
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
05-Sep-2023
|
14083
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
05-Sep-2023
|
14082
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
05-Sep-2023
|
14081
|
All
|
ISC
|
Master circular for Online Resolution of Disputes in the Indian Securities Market
|
|
04-Sep-2023
|
14080
|
Capital Market
|
Surveillance
|
Applicability of Surveillance Measure in respect of companies with high ‘Encumbrance’ as per Reg. 28(3) of SEBI (SAST) Regulation 2011
|
|
04-Sep-2023
|
14079
|
Capital Market
|
Surveillance
|
Trade to Trade Settlement
|
|
04-Sep-2023
|
14078
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
04-Sep-2023
|
14077
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
04-Sep-2023
|
14076
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
04-Sep-2023
|
14075
|
Capital Market
|
Listing
|
Face Value Split – J.B.CHEMICALS & PHARMACEUTICALS LTD (JBCHEPHARM)
|
|
04-Sep-2023
|
14074
|
Capital Market
|
Listing
|
Face Value Split – ADF Foods Limited (ADFFOODS)
|
|
04-Sep-2023
|
14073
|
All
|
Investigation
|
SAT Order in the matter of Tilak Ventures Limited
|
|
01-Sep-2023
|
14072
|
Capital Market
|
Surveillance
|
Applicability of Surveillance Measure in respect of companies with high 'Encumbrance' as per Reg. 28(3) of SEBI (SAST) Regulation 2011
|
|
01-Sep-2023
|
14071
|
Capital Market
|
Surveillance
|
Measure in respect of companies with high Promoter as well as non- Promoter ‘Encumbrance’ as per Reg. 28(3) of SEBI (SAST) Regulation 2011
|
|
01-Sep-2023
|
14070
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
|
01-Sep-2023
|
14069
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
01-Sep-2023
|
14068
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
01-Sep-2023
|
14067
|
All
|
Inspection
|
Penalty Structure related to provisions of Upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs) and Bank Guarantees (BGs) created out of clients' funds
|
|
01-Sep-2023
|
14066
|
Capital Market
|
Listing
|
Trade to Trade Settlement
|
|
01-Sep-2023
|
14065
|
All
|
Investigation
|
SEBI Order in the matter of GJ Advisory Services and Profit Ideas Advisory Services
|
|
01-Sep-2023
|
14064
|
Capital Market
|
Trading
|
Mock Trading in Capital Market Segment on Saturday September 02, 2023
|
|
01-Sep-2023
|
14063
|
Futures & Options
|
Trading
|
Mock Trading in Equity Derivatives Segment on Saturday, September 02, 2023
|
|
01-Sep-2023
|
14062
|
Currency Derivatives
|
Trading
|
Mock Trading in Currency Derivative Segment on September 02, 2023
|